Friday, June 20, 2025

6/20/25: Supreme Court decision on supervised release sentencing.

In Esteras v. United States, 606 U.S. ___ (2025), the Court vacated the Sixth Circuit's judgment affirming Esteras's supervised release sentence and remanded. 

The issue was whether district courts may consider the factors in §3553(a)(2)(A) when revoking supervised release.  In line with what is already the law in the Ninth Circuit, the Supreme Court held they may not.  Below are some  key parts of the majority opinion. 

A criminal sentence may include both time in prison and a term of supervised release. 18 U. S. C. §3583(a). Supervised release comes with conditions—for instance, the defendant must refrain from committing another crime. §3583(d). If the defendant violates one of these conditions, then the district court may revoke the term of supervised release and require reimprisonment. But a court may do so only “after considering” an enumerated list of sentencing factors: those “set forth in section 3553(a)(1), (a)(2)(B), (a)(2)(C), (a)(2)(D), (a)(4), (a)(5), (a)(6), and (a)(7).” §3583(e). Conspicuously missing from this list is §3553(a)(2)(A), which directs a district court to consider “the need for the sentence imposed” “to reflect the seriousness of the offense, to promote respect for the law, and to provide just punishment for the offense.” The Sixth Circuit held that a district court may consider that factor nonetheless.

We disagree. Congress’s decision to enumerate most of the sentencing factors while omitting §3553(a)(2)(A) raises a strong inference that courts may not consider that factor when deciding whether to revoke a term of supervised release. This inference is consistent with both the statutory structure and the role that supervised release plays in the sentencing process. Accordingly, we vacate the judgments of the Sixth Circuit and remand for further proceedings. 

At oral argument, the Government expressed concern that it would be difficult for appellate courts to determine whether a district court has impermissibly relied on §3553(a)(2)(A). See Tr. of Oral Arg. 49–50. So we conclude with a few observations about appellate review. 

Much will turn on whether the defendant objects. If the defendant does not make the district court aware that it may be impermissibly relying on §3553(a)(2)(A), then the defendant’s appeal will be governed by plain-error review. See Fed. Rule Crim. Proc. 52(b). In that event, the district court’s order revoking supervised release and requiring reimprisonment will be affirmed unless it is “‘clear’” or “‘obvious’” that the district court actually relied on §3553(a)(2)(A)—because it did so either expressly or by unmistakable implication. United States v. Olano, 507 U. S. 725, 734 (1993). 

If the defendant does object to the district court’s reliance on §3553(a)(2)(A), we anticipate that the district court will recognize its potential error and clarify its revocation decision to make clear that it is not taking account of §3553(a)(2)(A). For example, the district court could withdraw any impermissible justification or explain that a stray reference to a §3553(a)(2)(A) factor was intended to bear on another §3553(a) factor or merely prefatory. If the court nonetheless considers the need to exact retribution for the defendant’s original criminal offense, and if the error was not harmless, then the court of appeals should vacate the court’s order and remand for the court to apply the correct standard. See Fed. Rule Crim. Proc. 52(a). 

This does not mean, as the Government suggests, that our reading of §3583(e) amounts to a “substance-free reverse magic-words requirement.” Brief for United States 37. The Government conflates the proper interpretation of §3583(e) with an appellate court’s ability to enforce that interpretation. The “requirement” here is very much substantive: District courts may not consider the retributive purpose of §3553(a)(2)(A) before revoking supervised release. We trust that district courts will heed that instruction regardless of the practical likelihood of reversal.

District courts may revoke a term of supervised release after considering the factors enumerated in §3583(e). Because §3553(a)(2)(A) is excluded from that list, district courts may not consider it. The judgments of the Sixth Circuit are vacated, and the cases are remanded for further proceedings consistent with this opinion.